Day One - 4 CPE - 4 CLE - 3 ACAMS - 4.5 CRCM credits will apply
Day Two - 5 CPE - 5 CLE - 3 ACAMS - 5 CRCM credits will apply

This year’s conference offers an innovative learning experience designed for compliance professionals. Attendees will have the opportunity to network with one another on our state-of-the-art virtual platform. Experience everything that makes our Compliance University unique- all from the comfort of your own home!


Day 1 of Compliance University will be led by compliance expert David Dickinson, President, Bankers Compliance Consulting.  Attendees will learn Fair Lending, HMDA and Flood hot spots and how to mitigate your risk.


On Day 2, a panel of regulators will share discuss trends in compliance risks. Understand how CRA reform will impact your next exam, and discover the pandemic’s effect on lending an operations.  Attendees will also learn how to enhance your compliance effectiveness and agility during a pandemic.

Event Sponsor: $2,000 - Event sponsorship includes prominent branding and logo recognition on the virtual conference platform, a virtual trade show booth during the conference, as well as branding on pre and post event materials, attendee contacts list with emails and 1 complimentary registration.  Contact: Jenn Zorn at 908-272-8500 x611 or jzorn@njbankers.com
 
Cancellation Policy: No refunds will be given for Compliance University registration cancellation.

For any questions please contact info@njbankers.com
 

Sessions



Registration and Virtual Networking

 

Welcome Comments

Raji  Sathappan

Fair Lending

Dave Dickinson
Fair Lending continues to be an area of regulatory focus.  From spousal signatures to pricing and underwriting, are your practices in line with expectations?  Are you aware of the hot spots?  Do you have the proper controls in place to mitigate your risk?

Speaker Intro

Raji  Sathappan

HMDA

Dave Dickinson
Who’s in?  What’s out?  It’s been hard to stay on top of HMDA the past few years.  Understand through the data points and hot spots that continue to cause the most challenges.

Break Intro

Raji  Sathappan

Networking Break

 

Speaker Intro

Raji  Sathappan

HMDA

Dave Dickinson
 
Who’s in?  What’s out?  It’s been hard to stay on top of HMDA the past few years.  Understand through the data points and hot spots that continue to cause the most challenges.

Speaker Intro

Raji  Sathappan

Flood Hotspots

Dave Dickinson
Penalties for non-compliance with the flood insurance requirements continue to make the news. Get the latest on flood insurance hot spots, including the rules for accepting private policies and the proposed revisions to the Interagency Q&A.

Closing Remarks

Raji  Sathappan

Registration and Virtual Networking

 

Welcoming Remarks

Asaad A. Faquir

How CRA Reform Will Impact Your Next Exam

Kenneth H. Thomas, Ph.D.
Discover the differences between the OCC’s Final Rule and the current rule and what the OCC’s Final Rule means for FDIC- and Fed-regulated banks.  Understand what the FDIC and Fed will likely do on CRA reform in the future. 

Speaker Intro

Asaad A. Faquir

Trends in Compliance Risks – Regulatory Panel

Kenneth Benton
Daniel Machewirth
A panel of regulators will discuss what trends they are seeing in risk and compliance programs and how bankers can prepare their compliance programs to meet regulations and supervisory expectations.

Break Intro

Asaad A. Faquir

Networking Break

 

Speaker Intro

Asaad A. Faquir

The Pandemic’s Effect on Operations

Matthew Neels
The Pandemic has upended “business as usual.”  Attendees of this session will explore some of the areas where operations have been impacted and where compliance risk issues may be present. 

Speaker Intro

Asaad A. Faquir

Enhancing Your Compliance Effectiveness & Agility During a Pandemic

Raji  Sathappan
In today's dynamic environment effective change management, agility and empathy are critical success factors. In this session we will explore “the big reset” in our business environment and the impact on banks compliance, monitoring and testing program.

Speaker Intro

Asaad A. Faquir

Changing the Way We Do Compliance

Asaad A. Faquir
Although the responsibility for maintaining compliance falls on Compliance Officers, being compliant falls relies entirely on someone else.  In the COVID-19 era, with remote work and other forms of workspace upheaval, can our programs continue to work as currently designed? Discover the changes you must make to your current programs in order to succeed in the future.

Closing Remarks

Asaad A. Faquir

Sponsors



Mercadien helps financial institutions manage risk, maintain compliance, and increase profitability by providing responsive, forward-thinking and innovative solutions in audit, consulting and accounting, based on extensive experience in the banking and regulatory compliance sectors.

Services offered include:

  • - Internal Audit
  • - BSA/AML Consulting
  • - Regulatory Compliance
  • - Enterprise Risk Management
  • - Model Validation
  • - Staff Augmentation
  • - SBA Consulting
  • - SOX & FDICA Consulting
  • - Information Technology Audits
  • - PPP Specialized Services

Click this link to learn more.


Wolf & Company is entering the second century of providing unparalleled guidance in audit, tax, risk management, and business advisory services throughout the Northeast. Our clients receive direct involvement of our principals, as well as the trusted and responsive service of our multi-disciplinary teams. Our collaborative service strategy and niche-focused structure results in a deep understanding of clients and their business needs, and enables us to help our clients maximize opportunities and navigate obstacles.